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Foundations

Intro to Canada's Financial Services Industry (LCI1102)


Description
1.0 Financial Services Regulatory Authority of Ontario: Life
1.0 Insurance Council of British Columbia: Life
1.0 Insurance Council of Manitoba: 1.0 Life (36282)
1.0 Insurance Councils of Saskatchewan: Life

From the bottom up, this is an introduction to Canada's financial services industry. We cover the basics of capital, capital markets, financial intermediaries, financial markets, regulators and regulations. It's everything you wanted to know about the industry, but didn't want to ask!

Important to note:
The accreditations with accompanying ID numbers have been approved and issued by the regulatory organization. The accreditations without ID numbers are additional regulatory organization's continuing education (CE) credit(s) that Learnedly believes the course satisfies.

CE Credits: 1 FSRA: 1.0 Financial Services Regulatory Author... ICBC: 1.0 Insurance Council of British Columbi... ICS: 1.0 Insurance Councils of Saskatchewan: ... ICM: 1.0 Insurance Council of Manitoba: 1.0 L...

Content
  • Introduction
  • Capital
  • What is Investment Capital?
  • Sources and Users of Capital
  • Financial Instruments
  • Financial Instruments
  • Debt Instruments
  • Equity Instruments
  • Investment Funds
  • Derivatives
  • Financial Intermediaries
  • Financial Intermediaries
  • Deposit Taking Institutions
  • Non-Deposit Taking Institutions
  • Financial Markets
  • Financial Markets
  • Auction and Dealer Markets
  • Clearing Agencies
  • Regulatory Framework
  • Financial Regulators
  • Self-Regulatory Organizations (SROs)
  • Provincial Securities Regulators
  • Federal Financial Agencies
  • Complaints and Industry Ombudsmen
  • Deposit Insurance and Investor Protection
  • National Registration Database (NRD)
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: Forever
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